Charging Scheme

The Company has updated the commissions and service charges, effective from 15 April 2019.

Trading Commission (Applicable to Hong Kong & Stock Connect Shares)
Investment Channel Commission Commission on Market Orders
Orders placed via Internet (Note 1) $5 of per order (Negotiable for accounts followed up by designated account executive) $2 of per order (Negotiable for accounts followed up by designated account executive)
Orders placed via Phone (Note 1) 0.25% on transaction amount (Minimum: $150 of per order) (Negotiable for accounts followed up by designated account executive)
Grey Market Trading Commission
Investment Channel Commission
Orders placed via Internet and Phone (Note 1) 0.25% on transaction amount (Minimum: $150 of per order)
Monthly Stocks Investment Plan
Items Commission
Handling Fee Waived during the promotion period
Transaction Fees (Hong Kong Shares)
Items Charged by Description of Fees
Stamp Duty HK Government 0.1% on order consideration (Round up to the nearest dollar)
Trading Fee HKEX 0.005% on order consideration
Transaction Levy SFC 0.0027% on order consideration
Settlement Fee (Note 2) HKEX and Aristo 0.002% on consideration (Minimum: HKD 2, Maximum: HKD 100)
Trading Tariff HKEX HKD 0.5 per transaction
TSF Settlement Fee (Note 1) Aristo 0.15% on consideration plus HKD 2 per transaction
Inter-counter Transfer Fee HKEX HKD 5 per transaction
Transaction Fees (Stock Connect Shares)
Items Charged by Description of Fees
Handling Fee SSE / SZSE 0.00487% on the consideration of a transaction per side (Round up to the nearest RMB 0.01)
Securities Management Fee CSRC 0.002% on the consideration of a transaction per side (Round up to the nearest RMB 0.01)
Transfer Fee ChinaClear Shanghai / ChinaClear Shenzhen 0.002% on the consideration of a transaction per side (Round up to the nearest RMB 0.01)
HKSCC 0.002% on the consideration of a transaction per side (Round up to the nearest RMB 0.01)
Stamp Duty SAT 0.1% on the selling consideration of a transaction
Portfolio Fee Aristo Daily stock portfolio value x 0.02% / 365 days (Accrued daily and collected on a monthly basis in HKD)
Trading Commission & Handling Fees (Vietnam Shares)
Items Charged by Description of Fees
Commission (Note 1) Aristo Buy Trade: 0.45% on transaction amount (Minimum: VND 500,000)
Sell Trade: 0.55% on transaction amount (Minimum: VND 500,000)
Bank Remittance Handling Fee Bank and Aristo From HKD to VND: HKD 100 per remittance
From VND to HKD:
- HKD 500 per remittance; and
- 0.25% on transfer amount (Maximum: HKD 2,500)
Shares Deposit & Withdrawal Fees
Items Charged by Description of Fees
Custody Fee Aristo Free
Physical Scrip Deposit HK Government HKD 5 stamp duty per transfer deed
Physical Scrip Withdrawal Aristo HKD 5 per transfer deed (Minimum: HKD 30, Maximum: HKD 100)
Aristo HKD 1.5 per board lot (Round up to the nearest board lot)
HKEX HKD 3.5 per board lot (Round up to the nearest board lot)
S.I. Securities Deposit Aristo Free
S.I. Securities Withdrawal HKEX and Aristo HKD 5 per board lot (Minimum: HKD 30, Maximum: HKD 500)
HKEX Input fee HKD 1 per instruction
I.S.I. Securities Deposit Aristo Free
I.S.I. Securities Withdrawal Aristo HKD 5 per board lot (Minimum: HKD 30, Maximum: HKD 500)
HKEX Input fee HKD 1 per instruction
DTDC Transfer of Shares Aristo HKD 50 per transfer instruction
HKEX HKD 5 per transfer instruction
Fund Deposit & Withdrawal Fees
Items Description of Fees
Fund Deposit Free
Fund Withdrawal Free
Bank Remittance HKD 50 plus bank charge (Not applicable to remittance service on VND)
Returned Cheque HKD 100 per cheque plus bank charge
Stop Cheque HKD 100 per cheque plus bank charge
IPO Application Fee
Items Description of Fees
Placing Subscription (Note 1) $300
eIPO Subscription (Note 1) $10
IPO Financing Handling Fee (Note 1) $50
Securities / Contract Expiration Fees
Items Charged by Description of Fees
CBBC Mandatory Call / Expiry Aristo No cash value: Free
With cash value: HKD 5 per transaction
HKEX No cash value: Free
With cash value: HKD 0.8 per board lot
Exercise Fees for Warrants
Items Charged by Description of Fees
Exercise of in-the-money Derivative Warrant Aristo HKD 5 per transaction
HKEX HKD 0.8 per board lot
Exercise of Equity Warrant Aristo HKD 1 per board lot (Minimum: HKD 5, Maximum: HKD 100)
HKEX HKD 0.8 per board lot (Maximum: HKD 10,000)
Distribution Fees
Items Charged by Description of Fees
Scrip Fee HKEX HKD 1.5 per board lot (Round up to the nearest board lot)
Collection of Dividend or Cash Distribution on behalf (Note 1) Aristo 0.5% of cash amount of dividend (Minimum: $20, Maximum: $200)
HKEX 0.12% of total dividend amount
Collection of Scrip Dividend (including Bonus Share, Warrant and Rights Issue) on behalf Aristo HKD 5 per board lot (Minimum: HKD 20, Maximum: HKD 100)
Unclaimed Dividend or Other Entitlements Aristo HKD 230 per transaction
HKEX HKD 200 per transaction
Corporate Action Fees
Items Charged by Description of Fees
Preferential Subscription including Rights Subscription and Preferential Offer ('PO') Aristo HKD 1 per board lot (Minimum: HKD 5, Maximum: HKD 100)
HKEX HKD 0.8 per board lot (Maximum: HKD 10,000)
Customers who apply for the PO should pay the related commission, transaction levy and settlement fee.
Share Consolidation / Subdivision Aristo HKD 5 per board lot (Minimum: HKD 20, Maximum: HKD 100)
Acquisition / Privatization Aristo HKD 5 per board lot (Minimum: HKD 20, Maximum: HKD 100)
HK Government Stamp Duty 0.1% on stock value (Round up to the nearest dollar)
HKEX HKD 0.8 per board lot (Maximum: HKD 10,000)
Reverse Consolidation / Subdivision Aristo HKD 30 per transaction
Statement Service Fee
Items Description of Fees
e-Statement Free
Paper Statement HKD 50 per statement plus postage fee
Re-issue of Statement Within 3 month: Free, Beyond 3 month: HKD 50 per statement plus postage fee
Quotation Charges
Items Charged by Description of Fees
A. Real-time Basic Quote Aristo Free
B. Market Depth Snap Shot (Note 3) (Can browse broker list and depth of price) Aristo HKD 18 per 100 times
Aristo HKD 28 per 200 times
Aristo HKD 68 per 500 times
C. Streaming (Note 4) Aristo HKD 388 per month
Other Charges
Items Charged by Description of Fees
Short Selling (Compulsory buy back) Aristo 0.5% on securities value on settlement day (Maximum: HKD 100,000)
HKEX 0.5% on securities value on settlement day (Maximum: HKD 100,000)
Audit Confirmation Aristo HKD 200 per time
Cash Account Overdue Interest (Note 5) Aristo Prime rate +7% per annum
REMARKS: The above commissions and service charges are for reference only. Aristo reserves the rights to adjust without prior notice.
Note 1. Fees are charged on the basis of settlement currency.
Note 2. Aristo and HKEX will collect 0.001% on consideration respectively for crossed trade.
Note 3. Market depth snap shot quotation has no time limit, while quote lasts.
Note 4. Monthly fee is calculated from the first day of each month and the last day of each month. Less than one month is counted as one month.
Note 5. Calculated with reference to Prime Rate quoted by HSBC, subjected to fluctuation. Aristo might adjust the overdue interest accordingly from time to time.
Last Update: 12 Apr 2019